Trading Compliance &
Governance
Trading Compliance &
Governance
Compliance is far more than a functional requirement in commodity trading, it is an integral component of our transaction execution and risk management..
CAPA Trading Corp. conducts international trading activities with a focus on counterparty integrity, sanctions screening, destination-market requirements, documentation discipline and ethical business conduct.
Our compliance approach is designed to support transparent, responsible and bankable commodity transactions across origin and destination markets.
Compliance is far more than a functional requirement in commodity trading, it is an integral component of our transaction execution and risk management..
CAPA Trading Corp. conducts international trading activities with a focus on counterparty integrity, sanctions screening, destination-market requirements, documentation discipline and ethical business conduct.
Our compliance approach is designed to support transparent, responsible and bankable commodity transactions across origin and destination markets.
Anti-Money Laundering (AML) & KYC
CAPA Trading Corp maintains strict Anti-Money Laundering (AML) and Know-Your-Customer (KYC) procedures consistent with international financial compliance standards. All counterparties are subject to due diligence and screening procedures aligned with recommendations of the: Financial Action Task Force (FATF) International banking compliance practices These procedures help ensure the integrity of all financial transactions and mitigate financial crime risks.
Trade Compliance
All trading operations are conducted in accordance with applicable international trade laws, customs regulations, and export control requirements in the jurisdictions where we operate. The company adheres to global trade standards including: World Trade Organization (WTO) trade frameworks Regional and local import and export regulations International commercial practices defined under Incoterms 2020
Our Commitment
CAPA Trading Corp conducts all international trading activities in accordance with globally recognized compliance, financial, and commodity trading standards. Our objective is to ensure that every transaction is executed with transparency, regulatory compliance, and operational integrity.
Sanctions Compliance
The company maintains a sanctions compliance program designed to ensure that no transactions involve sanctioned entities or jurisdictions. Counterparties are screened against major international sanctions lists including: United Nations Security Council sanctions OFAC (U.S. Treasury Department) sanctions lists European Union sanctions regulations Other applicable international regulatory frameworks
Commodity Trading Standards
Agricultural commodities supplied by CAPA Trading Corp are traded under internationally recognized contractual and quality standards. These include: GAFTA (Grain and Feed Trade Association) contracts for grains and feed commodities ICUMSA standards for refined sugar FOSFA standards where applicable for oils and oilseeds These standards provide established frameworks for quality specifications, delivery terms, and dispute resolution mechanisms
Quality Inspection & Certification
Cargo quality and quantity may be verified by internationally recognized inspection agencies including: SGS Bureau Veritas Intertek Other accredited inspection bodies Inspection certificates are issued in accordance with contract terms prior to shipment or at the port of loading.
Financial Instruments & Trade Security
International transactions may be supported through recognized trade finance instruments issued by reputable financial institutions. These may include: Documentary Letters of Credit (LC) Letter of Credit (DLC) Bank Guarantees (BG) %% TT advance and %% against shipping documents Standby Letters of Credit (SBLC) Financial instruments are typically governed by internationally recognized frameworks including: UCP 600 ISP98 URDG 758
Logistics & Documentation
All shipments are executed in accordance with international logistics standards and documented through a full set of shipping documents including but not limited to: Commercial Invoice Packing List Bill of Lading Certificate of Origin Inspection Certificate Insurance Certificate (where applicable)
Ethical Trading Commitment
CAPA Trading Corp is committed to conducting all operations with professionalism, transparency, and adherence to international business ethics. The company maintains policies designed to promote responsible sourcing, regulatory compliance, and long-term trading relationships with global partners.
Anti-Money Laundering (AML) & KYC
CAPA Trading Corp maintains strict Anti-Money Laundering (AML) and Know-Your-Customer (KYC) procedures consistent with international financial compliance standards. All counterparties are subject to due diligence and screening procedures aligned with recommendations of the: Financial Action Task Force (FATF) International banking compliance practices These procedures help ensure the integrity of all financial transactions and mitigate financial crime risks.
Trade Compliance
All trading operations are conducted in accordance with applicable international trade laws, customs regulations, and export control requirements in the jurisdictions where we operate. The company adheres to global trade standards including: World Trade Organization (WTO) trade frameworks Regional and local import and export regulations International commercial practices defined under Incoterms 2020
Our Commitment
CAPA Trading Corp conducts all international trading activities in accordance with globally recognized compliance, financial, and commodity trading standards. Our objective is to ensure that every transaction is executed with transparency, regulatory compliance, and operational integrity.
Sanctions Compliance
The company maintains a sanctions compliance program designed to ensure that no transactions involve sanctioned entities or jurisdictions. Counterparties are screened against major international sanctions lists including: United Nations Security Council sanctions OFAC (U.S. Treasury Department) sanctions lists European Union sanctions regulations Other applicable international regulatory frameworks
Commodity Trading Standards
Agricultural commodities supplied by CAPA Trading Corp are traded under internationally recognized contractual and quality standards. These include: GAFTA (Grain and Feed Trade Association) contracts for grains and feed commodities ICUMSA standards for refined sugar FOSFA standards where applicable for oils and oilseeds These standards provide established frameworks for quality specifications, delivery terms, and dispute resolution mechanisms
Quality Inspection & Certification
Cargo quality and quantity may be verified by internationally recognized inspection agencies including: SGS Bureau Veritas Intertek Other accredited inspection bodies Inspection certificates are issued in accordance with contract terms prior to shipment or at the port of loading.
Financial Instruments & Trade Security
International transactions may be supported through recognized trade finance instruments issued by reputable financial institutions. These may include: Documentary Letters of Credit (LC) Letter of Credit (DLC) Bank Guarantees (BG) %% TT advance and %% against shipping documents Standby Letters of Credit (SBLC) Financial instruments are typically governed by internationally recognized frameworks including: UCP 600 ISP98 URDG 758
Logistics & Documentation
All shipments are executed in accordance with international logistics standards and documented through a full set of shipping documents including but not limited to: Commercial Invoice Packing List Bill of Lading Certificate of Origin Inspection Certificate Insurance Certificate (where applicable)
Ethical Trading Commitment
CAPA Trading Corp is committed to conducting all operations with professionalism, transparency, and adherence to international business ethics. The company maintains policies designed to promote responsible sourcing, regulatory compliance, and long-term trading relationships with global partners.
Sanctions Compliance
The company maintains a sanctions compliance program designed to ensure that no transactions involve sanctioned entities or jurisdictions. Counterparties are screened against major international sanctions lists including: United Nations Security Council sanctions OFAC (U.S. Treasury Department) sanctions lists European Union sanctions regulations Other applicable international regulatory frameworks.
Anti-Money Laundering (AML) & Know-Your-Customer (KYC)
CAPA Trading Corp maintains strict Anti-Money Laundering (AML) and Know-Your-Customer (KYC) procedures consistent with international financial compliance standards. All counterparties are subject to due diligence and screening procedures aligned with recommendations of the: Financial Action Task Force (FATF) International banking compliance practices These procedures help ensure the integrity of all financial transactions and mitigate financial crime risks.
Trading Compliance
All trading operations are conducted in accordance with applicable international trade laws, customs regulations, and export control requirements in the jurisdictions where we operate. The company adheres to global trade standards including: World Trade Organization (WTO) trade frameworks Regional and local import and export regulations International commercial practices defined under Incoterms 2020
Our Commitment
CAPA Trading Corp conducts all international trading activities in accordance with globally recognized compliance, financial, and commodity trading standards. Our objective is to ensure that every transaction is executed with transparency, regulatory compliance, and operational integrity.